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Summary Dismissal Procedure Within the ICSID Arbitration

Year 2017, Volume: 37 Issue: 2, 821 - 845, 15.12.2017

Abstract

By way of summary dismissal procedure which is definedunder Rule 41/5 of the ICSID Arbitration Rules, a partymay, nolaterthan 30 days after of the Tribunal, and in any event before the first session of the Tribunal, file an objection that a claim is manifestly without legal merit. Thus, frivolous claims can be dismissed by the tribunal at the outset of the proceeding and consequently the parties save costand time. Application of summary dismissal procedure to ICSID cases has increased considerably in recent years and also other arbitration institutions have begun to introduce their expedited procedures to dismiss claims summarily in a similar manner. This article provides an overview of summary dismissal procedurewithin the ICSID arbitration by examining of Rule 41/5 of the ICSID Arbitration Rules in the light of the decisions given by tribunals.

References

  • ANTONIETTI, Aurélia: The 2006 Amendments to the ICSID Rules and Regulations and the Additional Facility Rules, ICSID Review, C.21, S.2, 2006, (Çevrimiçi) https://doi.org/10.1093/icsidreview/21.2.427, 06.06.2011.
  • BROWN, Chester, PUIG, Sergio: The Power of ICSID Tribunals to Dismiss Proceedings Summarily: An Analysis of Rule 41(5) of the ICSID Arbitration Rules, the Lawand Practice of International Courts and Tribunals, C. 10, S. 2, 2011.
  • CHEN, Tsai-fang: Deterring Frivolous Challenges in Investor-State Dispute Settlement, Contemporary Asia Arbitration Journal, C. 8, S. 1, 2015, (Çevrimiçi) https://ssrn.com/abstract=2612406, 06.06.2011.
  • DIOP, Aissatou: Objection Under Rule 41 (5) of the ICSID Arbitration Rules, ICSID Review, C. 25, S. 2, 2010.
  • H. SCHREUER, Christoph, MALINTOPPI, Loretta, REINISCH, August, SINCLAIR, Anthony: The ICSID Convention: A Commentary, Second Edition, Cambridge University Press, Cambridge, 2009.
  • ICSID Secretariat: Possible Improvements of the Framework for ICSID Arbitration, 2004, (Çevrimiçi) http://pge.gob.ec/images/documentos/2016/Biblioteca/NOTA%20175/NOTA%20175%20INGLES.pdf, 06.06.2016.
  • MARKERT, Lars: Special Focus Issue: Summary Dismissal of ICSID Proceedings, ICSID Review, C. 31 S. 3, 2016.
  • POTESTA, Michele SOBAT, Marija: Frivolous Claims in International Adjudication: A Study of ICSID Rule 41(5) and of Procedures of Other Courts and Tribunals to Dismiss Claims Summarily, Journal of International Dispute Settlement, C. 3, S. 1, 2012.
  • PUIG, Sergio, BROWN, Chester: The Secretary-General’s Power to Refuse to Register a Requestfor Arbitration under the ICSID Convention, ICSID Review - Foreign Investment Law Journal, C. 27, S. 1, 2012.
  • R. PARRA, Antonio: The Development of the Regulations and Rules of the International Centrefor Settlement of Investment Disputes, ICSID Review - Foreign Investment Law Journal, 2007, (Çevrimiçi) http://www.arbitration-icca.org/media/4/78190667822874/media012223869085220article_on_icsid_regs_rules.pdf, 06.06.2017.
  • Ansung Housing Co., Ltd. v. People's Republic of China: (ICSID Case No. ARB/14/25) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C3885/DC10053_En.pdf, 06.06.2017.
  • Accession Mezzanine Capital L.P. and Danubius Kereskedöház Vagyonkezelö Zrt. v. Hungary: (ICSID Case No. ARB/12/3) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2001/DC3012_En.pdf, 06.06.2017.
  • Brandes Investment Partners, LP v Bolivarian Republic of Venezuela: (ICSID Case No. ARB/08/3) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C266/DC1170_En.pdf, 06.06.2017.
  • Elsamex, S.A. v. Republic of Honduras: (ICSID Case No. ARB/09/4) , Annulment, (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C581/DC4092_Sp.pdf, 06.06.2017.
  • Emmis International Holding, B.V., Emmis Radio Operating,B.V., and MEM Magyar Electronic Media Kereskedelmiés Szolgáltató Kft. v. Hungary: (ICSID Case No. ARB/12/2) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2000/DC4466_En.pdf, 06.06.2017.
  • Global Trading Resource Corp. and Globex International, Inc. v. Ukraine: (ICSID Case No. ARB/09/11) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C660/DC1771_En.pdf, 06.06.2017.
  • PNG Sustainable Development Program Ltd. v. Independent State of Papua New Guinea: (ICSID Case No. ARB/13/33) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C3264/DC5074_En.pdf, 06.06.2017.
  • RSM Production Corporation v Grenada: ICSID Case No. ARB/05/14 (Çevrimiçi) https://icsid.worldbank.org/en/Pages/cases/casedetail.aspx?CaseNo=ARB/05/14, 06.06.2017.
  • RSM Production Corporation and others v. Grenada: (ICSID Case No. ARB/10/6) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C980/DC1792_En.pdf, 06.06.2017
  • Trans-Global Petroleum, Inc. v. Hashemite Kingdom of Jordan: (ICSID Case No. ARB/07/25) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C254/DC750_En.pdf, 06.06.2017.
  • Venoklim Holding B.V. v. Bolivarian Republic of Venezuela: (ICSID Case No. ARB/12/22), Annulment, (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2400/DC7673_Sp.pdf, 06.06.2017.
  • Agreement Between the Government of the People’s Republic of China and the Government of the Rebuplic of Korea On the Promotion and Protection of Investments: http://investmentpolicyhub.unctad.org/Download/TreatyFile/3338, 06.06.2017.
  • Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce: http://www.sccinstitute.com/media/159828/final_draft_arbitration-rules-17112016.pdf, 06.06.2017.
  • Chile - United States Free Trade Agreement, 2003: https://ustr.gov/sites/default/files/uploads/agreements/fta/chile/asset_upload_file1_4004.pdf, 06.06.2017.
  • Decisions on Manifest Lack of Legal Merit: https://icsid.worldbank.org/en/Pages/Process/Decisions-on-Manifest-Lack-of-Legal-Merit.aspx, 06.06.2017.
  • Devletler ve Diğer Devletlerin Vatandaşları Arasındaki Yatırım Uyuşmazlıklarının Çözümlenmesi Hakkında Sözleşmenin Onaylanmasının Uygun Bulunduğuna Dair Kanun: https://www.tbmm.gov.tr/tutanaklar/KANUNLAR_KARARLAR/kanuntbmmc071/kanuntbmmc071/kanuntbmmc07103460.pdf, 06.06.2017.
  • Dominican Republic – Central America Free Trade Agreement, 2004: https://ustr.gov/sites/default/files/uploads/agreements/cafta/asset_upload_file328_4718.pdf, 06.06.2017.
  • ICSID Additional Facility Rules: https://icsid.worldbank.org/en/Documents/icsiddocs/AFR_English-final.pdf, 06.06.2017.
  • ICSID Arbitration Rules: https://icsid.worldbank.org/en/Documents/resources/2006%20CRR_English-final.pdf, 06.06.2017.
  • ICSID Convention, Regulationsand Rules: https://icsid.worldbank.org/en/Documents/resources/2006%20CRR_English-final.pdf, 06.06.2017.
  • Mining (Ok Tedi Tenth Supplemental Agreement) Act 2013: http://www.parliament.gov.pg/uploads/acts/13A_09.pdf, 06.06.2017. Mining (Ok Tedi Mine Continuation) (Ninth Supplemental Agreement) (Amendment) Bill 2013: http://devpolicy.org/pdf/blog/Mining%20%20Ok%20Tedi%20Mine%20Continuation%20%209th%20Supplemental%20Agreement.pdf, 06.06.2017.
  • SIAC Rules 2016: http://www.siac.org.sg/our-rules/rules/siac-rules-2016, 06.06.2017.
  • SIAC Investment Arbitration Rules: http://www.siac.org.sg/images/stories/articles/rules/IA/SIAC%20Investment%20Arbitration%20Rules%20-%20Final.pdf, 06.06.2017. The Treaty Between the United States of America and Grenada Concerning the Reciprocal Encouragement and Protection of Investment, 1986: https://www.state.gov/documents/organization/43562.pdf, 06.06.2017.
  • Treaty Between the United States of America and Ukraine Concerning the Encouragement and Reciprocal Protection of Investment, 1994: https://www.state.gov/documents/organization/210531.pdf, 06.06.2017.
  • Working Paper of the ICSID Secretariat, Suggested Changes to the ICSID Rules and Regulations: https://icsid.worldbank.org/en/Documents/resources/Suggested%20Changes%20to%20the%20ICSID%20Rules%20and%20Regulations.pdf, 06.06.2017.
  • 2004 US Model Bilateral Investment Treaty: https://ustr.gov/archive/assets/Trade_Sectors/Investment/Model_BIT/asset_upload_file847_6897.pdf, 06.06.2017.

ICSID Tahkiminde Hızlandırılmış Muhakeme Usulü

Year 2017, Volume: 37 Issue: 2, 821 - 845, 15.12.2017

Abstract

ICSID Tahkim Kuralları madde 41/5 ile tanımlanan hızlandırılmış muhakeme usulü ile taraflar, hakem kurulunun oluşumundan sonraki 30 gün içerisinde ve her halükarda ilk oturumdan önce bir iddianın açıkça hukuki dayanaktan yoksun olduğuna dair itirazda bulunabilmektedir. Böylelikle mesnetsiz iddialar, hakem kurulu tarafından yargılamanın başlangıcında reddedilebilmekte, taraflar da zamandan ve masraftan tasarruf etmektedirler. ICSID bünyesinde görülen tahkim davalarında usulün kullanımı son yıllarda oldukça artmış olup, farklı kurumsal tahkim merkezleri de tahkim kurallarında hızlandırılmış muhakeme usulünü benimsemeye başlamışlardır. Çalışmamızda, hakem kurulları tarafından verilen kararlar ışığında ICSID Tahkim Kuralları madde 41/5 incelenerek, ICSID tahkiminde hızlandırılmış muhakeme usulü değerlendirilmiştir.

References

  • ANTONIETTI, Aurélia: The 2006 Amendments to the ICSID Rules and Regulations and the Additional Facility Rules, ICSID Review, C.21, S.2, 2006, (Çevrimiçi) https://doi.org/10.1093/icsidreview/21.2.427, 06.06.2011.
  • BROWN, Chester, PUIG, Sergio: The Power of ICSID Tribunals to Dismiss Proceedings Summarily: An Analysis of Rule 41(5) of the ICSID Arbitration Rules, the Lawand Practice of International Courts and Tribunals, C. 10, S. 2, 2011.
  • CHEN, Tsai-fang: Deterring Frivolous Challenges in Investor-State Dispute Settlement, Contemporary Asia Arbitration Journal, C. 8, S. 1, 2015, (Çevrimiçi) https://ssrn.com/abstract=2612406, 06.06.2011.
  • DIOP, Aissatou: Objection Under Rule 41 (5) of the ICSID Arbitration Rules, ICSID Review, C. 25, S. 2, 2010.
  • H. SCHREUER, Christoph, MALINTOPPI, Loretta, REINISCH, August, SINCLAIR, Anthony: The ICSID Convention: A Commentary, Second Edition, Cambridge University Press, Cambridge, 2009.
  • ICSID Secretariat: Possible Improvements of the Framework for ICSID Arbitration, 2004, (Çevrimiçi) http://pge.gob.ec/images/documentos/2016/Biblioteca/NOTA%20175/NOTA%20175%20INGLES.pdf, 06.06.2016.
  • MARKERT, Lars: Special Focus Issue: Summary Dismissal of ICSID Proceedings, ICSID Review, C. 31 S. 3, 2016.
  • POTESTA, Michele SOBAT, Marija: Frivolous Claims in International Adjudication: A Study of ICSID Rule 41(5) and of Procedures of Other Courts and Tribunals to Dismiss Claims Summarily, Journal of International Dispute Settlement, C. 3, S. 1, 2012.
  • PUIG, Sergio, BROWN, Chester: The Secretary-General’s Power to Refuse to Register a Requestfor Arbitration under the ICSID Convention, ICSID Review - Foreign Investment Law Journal, C. 27, S. 1, 2012.
  • R. PARRA, Antonio: The Development of the Regulations and Rules of the International Centrefor Settlement of Investment Disputes, ICSID Review - Foreign Investment Law Journal, 2007, (Çevrimiçi) http://www.arbitration-icca.org/media/4/78190667822874/media012223869085220article_on_icsid_regs_rules.pdf, 06.06.2017.
  • Ansung Housing Co., Ltd. v. People's Republic of China: (ICSID Case No. ARB/14/25) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C3885/DC10053_En.pdf, 06.06.2017.
  • Accession Mezzanine Capital L.P. and Danubius Kereskedöház Vagyonkezelö Zrt. v. Hungary: (ICSID Case No. ARB/12/3) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2001/DC3012_En.pdf, 06.06.2017.
  • Brandes Investment Partners, LP v Bolivarian Republic of Venezuela: (ICSID Case No. ARB/08/3) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C266/DC1170_En.pdf, 06.06.2017.
  • Elsamex, S.A. v. Republic of Honduras: (ICSID Case No. ARB/09/4) , Annulment, (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C581/DC4092_Sp.pdf, 06.06.2017.
  • Emmis International Holding, B.V., Emmis Radio Operating,B.V., and MEM Magyar Electronic Media Kereskedelmiés Szolgáltató Kft. v. Hungary: (ICSID Case No. ARB/12/2) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2000/DC4466_En.pdf, 06.06.2017.
  • Global Trading Resource Corp. and Globex International, Inc. v. Ukraine: (ICSID Case No. ARB/09/11) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C660/DC1771_En.pdf, 06.06.2017.
  • PNG Sustainable Development Program Ltd. v. Independent State of Papua New Guinea: (ICSID Case No. ARB/13/33) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C3264/DC5074_En.pdf, 06.06.2017.
  • RSM Production Corporation v Grenada: ICSID Case No. ARB/05/14 (Çevrimiçi) https://icsid.worldbank.org/en/Pages/cases/casedetail.aspx?CaseNo=ARB/05/14, 06.06.2017.
  • RSM Production Corporation and others v. Grenada: (ICSID Case No. ARB/10/6) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C980/DC1792_En.pdf, 06.06.2017
  • Trans-Global Petroleum, Inc. v. Hashemite Kingdom of Jordan: (ICSID Case No. ARB/07/25) (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C254/DC750_En.pdf, 06.06.2017.
  • Venoklim Holding B.V. v. Bolivarian Republic of Venezuela: (ICSID Case No. ARB/12/22), Annulment, (Çevrimiçi) http://icsidfiles.worldbank.org/icsid/ICSIDBLOBS/OnlineAwards/C2400/DC7673_Sp.pdf, 06.06.2017.
  • Agreement Between the Government of the People’s Republic of China and the Government of the Rebuplic of Korea On the Promotion and Protection of Investments: http://investmentpolicyhub.unctad.org/Download/TreatyFile/3338, 06.06.2017.
  • Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce: http://www.sccinstitute.com/media/159828/final_draft_arbitration-rules-17112016.pdf, 06.06.2017.
  • Chile - United States Free Trade Agreement, 2003: https://ustr.gov/sites/default/files/uploads/agreements/fta/chile/asset_upload_file1_4004.pdf, 06.06.2017.
  • Decisions on Manifest Lack of Legal Merit: https://icsid.worldbank.org/en/Pages/Process/Decisions-on-Manifest-Lack-of-Legal-Merit.aspx, 06.06.2017.
  • Devletler ve Diğer Devletlerin Vatandaşları Arasındaki Yatırım Uyuşmazlıklarının Çözümlenmesi Hakkında Sözleşmenin Onaylanmasının Uygun Bulunduğuna Dair Kanun: https://www.tbmm.gov.tr/tutanaklar/KANUNLAR_KARARLAR/kanuntbmmc071/kanuntbmmc071/kanuntbmmc07103460.pdf, 06.06.2017.
  • Dominican Republic – Central America Free Trade Agreement, 2004: https://ustr.gov/sites/default/files/uploads/agreements/cafta/asset_upload_file328_4718.pdf, 06.06.2017.
  • ICSID Additional Facility Rules: https://icsid.worldbank.org/en/Documents/icsiddocs/AFR_English-final.pdf, 06.06.2017.
  • ICSID Arbitration Rules: https://icsid.worldbank.org/en/Documents/resources/2006%20CRR_English-final.pdf, 06.06.2017.
  • ICSID Convention, Regulationsand Rules: https://icsid.worldbank.org/en/Documents/resources/2006%20CRR_English-final.pdf, 06.06.2017.
  • Mining (Ok Tedi Tenth Supplemental Agreement) Act 2013: http://www.parliament.gov.pg/uploads/acts/13A_09.pdf, 06.06.2017. Mining (Ok Tedi Mine Continuation) (Ninth Supplemental Agreement) (Amendment) Bill 2013: http://devpolicy.org/pdf/blog/Mining%20%20Ok%20Tedi%20Mine%20Continuation%20%209th%20Supplemental%20Agreement.pdf, 06.06.2017.
  • SIAC Rules 2016: http://www.siac.org.sg/our-rules/rules/siac-rules-2016, 06.06.2017.
  • SIAC Investment Arbitration Rules: http://www.siac.org.sg/images/stories/articles/rules/IA/SIAC%20Investment%20Arbitration%20Rules%20-%20Final.pdf, 06.06.2017. The Treaty Between the United States of America and Grenada Concerning the Reciprocal Encouragement and Protection of Investment, 1986: https://www.state.gov/documents/organization/43562.pdf, 06.06.2017.
  • Treaty Between the United States of America and Ukraine Concerning the Encouragement and Reciprocal Protection of Investment, 1994: https://www.state.gov/documents/organization/210531.pdf, 06.06.2017.
  • Working Paper of the ICSID Secretariat, Suggested Changes to the ICSID Rules and Regulations: https://icsid.worldbank.org/en/Documents/resources/Suggested%20Changes%20to%20the%20ICSID%20Rules%20and%20Regulations.pdf, 06.06.2017.
  • 2004 US Model Bilateral Investment Treaty: https://ustr.gov/archive/assets/Trade_Sectors/Investment/Model_BIT/asset_upload_file847_6897.pdf, 06.06.2017.
There are 36 citations in total.

Details

Subjects Law in Context
Journal Section Articles
Authors

Burak Terzi This is me

Publication Date December 15, 2017
Published in Issue Year 2017 Volume: 37 Issue: 2

Cite

APA Terzi, B. (2017). Summary Dismissal Procedure Within the ICSID Arbitration. Milletlerarası Hukuk Ve Milletlerarası Özel Hukuk Bülteni, 37(2), 821-845.
AMA Terzi B. Summary Dismissal Procedure Within the ICSID Arbitration. Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni. December 2017;37(2):821-845.
Chicago Terzi, Burak. “Summary Dismissal Procedure Within the ICSID Arbitration”. Milletlerarası Hukuk Ve Milletlerarası Özel Hukuk Bülteni 37, no. 2 (December 2017): 821-45.
EndNote Terzi B (December 1, 2017) Summary Dismissal Procedure Within the ICSID Arbitration. Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni 37 2 821–845.
IEEE B. Terzi, “Summary Dismissal Procedure Within the ICSID Arbitration”, Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni, vol. 37, no. 2, pp. 821–845, 2017.
ISNAD Terzi, Burak. “Summary Dismissal Procedure Within the ICSID Arbitration”. Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni 37/2 (December 2017), 821-845.
JAMA Terzi B. Summary Dismissal Procedure Within the ICSID Arbitration. Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni. 2017;37:821–845.
MLA Terzi, Burak. “Summary Dismissal Procedure Within the ICSID Arbitration”. Milletlerarası Hukuk Ve Milletlerarası Özel Hukuk Bülteni, vol. 37, no. 2, 2017, pp. 821-45.
Vancouver Terzi B. Summary Dismissal Procedure Within the ICSID Arbitration. Milletlerarası Hukuk ve Milletlerarası Özel Hukuk Bülteni. 2017;37(2):821-45.