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New York Konvansiyonu Madde II(3)'ün Yorumlanması

Yıl 2017, Cilt: 23 Sayı: 3, 683 - 724, 15.12.2017

Mertcan İpek

Öz

New York Konvansiyonu madde II(3), bir İmzacı Devlet mahkemesinin,

davanın tarafları arasında uyuşmazlığın konusuna ilişkin

geçerli bir tahkim sözleşmesi varsa, işbu davanın taraflarını tahkime

yönlendireceğini öngörmektedir. Öte yandan, aynı hüküm, bu kuralın

istisnalarını da düzenlemektedir. Buna göre, eğer bir tahkim sözleşmesi

"hükümsüz, etkisiz veya ifa kabiliyetinden yoksun" ise, geçersiz sayılacaktır. Bu makalede, söz konusu istisnaların anlam ve kapsamı incelenmektedir.

Anahtar Kelimeler

New York Konvansiyonu tahkim sözleşmesi geçerlilik hükümsüz etkisiz ifa kabiliyetinden yoksun

Kaynakça

  • • 50 Years of the New York Convention: ICCA International Arbitration Conference (Albert Jan van den Berg ed., 2009).
  • • Albert Jan van den Berg, The New York Convention of 1958: An Overview.
  • • Albert Jan van den Berg, The New York Arbitration Convention of 1958: Towards a Uniform Judicial Interpretation (1981).
  • • Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • G.W. Haight, Convention on the Recognition and Enforcement of Foreign Arbitral Awards: Summary Analysis of Record of United Nations Conference 27-28 (1958).
  • • Gary B. Born, International Commercial Arbitration: Commentary and Materials (2001).
  • • Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Int'l Council for Com. Arb., ICCA's Guide to the Interpretation of the 1958 New York Convention: A Handbook for Judges (2011).
  • • Julian D. M. Lew, loukas A. Mistelis, Stefan Kröll, Comparative International Commercial Arbitration (2003).
  • • Preventing Delay and Disruption of Arbitration / Effective Proceedings in Construction Cases (Albert Jan van den Berg ed., 1991).
  • • Recognition and Enforcement of Foreign Arbitral Awards: A Global Commentary on the New York Convention (Herbert Kronke, Patricia Nacimiento, Dirk Otto & Nicola Christine Port eds., 2010).
  • • Yearbook Commercial Arbitration, Volume 22 (Albert Jan van den Berg ed., 1997).
  • • A. Mistelis, Arbitrability – International and Comparative Perspectives, in Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Abhishek M. Singhvi, Article II(3) of the New York Convention and the Courts, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Albert Jan van den Berg, Hypothetical Draft Convention on the International Enforcement of Arbitration Agreements and Awards: Explanatory Note, in 50 Years of the New York Convention: ICCA International Arbitration Conference (Albert Jan van den Berg ed., 2009).
  • • Antonias Dimolitsa, Seperability and Kompetenz-Kompetenz, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Carolyn B. Lamm & Jeremy K. Sharpe, Inoperative Arbitration Agreements Under the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Domenico Di Pietro, General Remarks on Arbitrability Under the New York Convention, in Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Dorothée Schramm, Elliott Geisinger & Philippe Pinsolle, Article II, in Recognition and Enforcement of Foreign Arbitral Awards: A Global Commentary on the New York Convention (Herbert Kronke, Patricia Nacimiento, Dirk Otto & Nicola Christine Port eds., 2010).
  • • Emmanuel Gaillard, Efforts by a Party to Seek Intervention by a National Court for the Purpose of Delaying or Disrupting the Arbitration: Laws and Court Decisions in Civil Law Countries, in Preventing Delay and Disruption of Arbitration / Effective Proceedings in Construction Cases (Albert Jan van den Berg ed., 1991).
  • • Leonardo D. Graffi, The Law Applicable to the Validity of the Arbitration Agreement: A Practitioner's View, in Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Linda Silberman & Franco Ferrari, Getting to the Law Applicable to the Merits in International Arbitration and the Consequences of Getting It Wrong, in Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Piero Bernardini, Arbitration Clauses: Achieving Effectiveness in the Law Applicable to the Arbitration Clause, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • R. Doak Bishop, Wade M. Coriell & Marcelo Medina Campos, The 'Null and Void' Provision of the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Stefan Kröll, The 'Incapable of Being Performed' Exception in Article II(3) of the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Youseph Farah & Sara Hourani, Frustrated at the interface between court litigation and arbitration? Don't blame it on Brussels I! Finding reason in the decision of West Tankers, and the recast Brussels I, in Research Handbook on EU Private International Law (Peter Stone & Youseph Farah eds., 2015).
  • • Emmanuel Gaillard, Prima Facie Review of Existence, Validity of Arbitration Agreement, N.Y. L. Rev., Dec. 1, 2005.
  • • Jack Graves, Court Litigation over Arbitration Agreements: Is it Time for a New Default Rule?, 23.1 The Am. Rev. of Int'l Arb. 113, 115 (2012).
  • • John Ja Burke, A Gateway Question of Arbitrability: The Ambiguity of Article II of the New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards of 1958, 2015 Slovn. Arb. Rev. 3, Selected Works.
  • • Leonardo D. Graffi, Securing Harmonized Effects of Arbitration Agreements Under the New York Convention, 28.3 Hous. J. of Int'l L. (2006).
  • • Linda Silberman, The New York Convention After Fifty Years: Some Reflections on the Role of National Law, 38.25 Ga. J. Int'l & Comp. L. 25, 42 (2009).
  • • Austrian Supreme Court (Oberster Gerichtshof, Oct. 2, 1935, SZ17/131).
  • • Bakewin and Erie Int'l. Trading v. Sothebys EWHC (QB) [2005] ArbLR 6.
  • • BGH Sept. 14, 2000, III ZR 33/00.
  • • Bombay HC, Apr. 4, 1977, Indian Organic Chemicals Ltd v Chemtex Fibres Inc.
  • • Bundesgericht April 29, 1996, 122 Entscheidungen der Schweizerischen Bundesgerichts III 139.
  • • CA Ontario, May 30, 2003, Dalimpex Ltd. V. Janicki, [2003] 172 O.A.C. 312.
  • • Cour de Cassation 1e civ., Feb. 1, 2005, Bull. civ. I, No. 404, L'Etat d'Israël v. National Iranian Oil Company.
  • • Ledee v. Ceramiche Ragno, 684 F.2d 184, 187 (1st Cir. P.R. 1982).
  • • Lyle v. Bentley, 406 F.2d 325, 328 (5th Cir. Tex. 1969).
  • • Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, 473 U.S. 614 (U.S. 1985).
  • • National Iranian Oil Co. v. Ashland Oil, 817 F.2d 326 (5th Cir. Miss. 1987).
  • • Paczy v Haendler [1981] 1 Lloyds Rep 302 (Buckley and Brightman LJJ).
  • • Pro Tech Indus. v. URS Corp., 377 F.3d 868 (8th Cir. Mo. 2004).
  • • Rhone Mediterranee Compagnia Francese di Assicurazioni E Riassicurazoni v. Lauro, 712 F.2d 50 (3d Cir. V.I. 1983).
  • • Rhone Mediterranee Compagnia Francese di Assicurazioni E Riassicurazioni v. Lauro, 555 F. Supp. 481 (D.V.I. 1982).
  • • Riley v. Kingsley Underwriting Agencies, Ltd., 969 F.2d 953 (10th Cir. Colo. 1992).
  • • Scherk v. Alberto-Culver Co., 417 U.S. 506, 520 (U.S. 1974).
  • • Southern Pacific Properties (Middle East) Limited v. Arab Republic of Egypt, ICSID Case No. Arb/84/3, Award.
  • • Supreme Court of India, Aug. 12, 2005, Shin-Etsu Chemical Co. Ltd vs M/S. Aksh Optifibre Ltd. & Anr.
  • • Tribunal Fédéral, Mar. 21, 1995, Insurance Co. v. Reinsurance Co. Laws, Conventions and Model Laws
  • • Code de procédure civile (Fr.)
  • • Convention on the Recognition and Enforcement of Foreign Arbitral Awards, June 10, 1958, 21 U.S.T. 2517, 330 U.N.T.S. 38 [hereinafter 'New York Convention' or 'Convention'].
  • • Swedish Arbitration Act (SFS 1999:116).
  • • UNCITRAL Model Law on International Commercial Arbitration (1985), with amendments as adopted in 2006
  • • Vienna Convention on the Law of Treaties, art. 31, May 23 1969, 8 I.L.M. 679.
  • • Zivilprozessordnung (Ger.)
  • • http://alrr.oxfordjournals.org.
  • • http://www.arbitration-icca.org.
  • • https://www.courdecassation.fr.
  • • http://digitalcommons.law.uga.edu.
  • • http://digitalcommons.tourolaw.edu.
  • • https://www.gesetze-im-internet.de.
  • • http://www.hjil.org.
  • • https://icsid.worldbank.org.
  • • https://indiankanoon.org.
  • • http://www.kluwerarbitration.com.
  • • https://www.legifrance.gouv.fr.
  • • http://www.lexisnexis.com.
  • • http://www.newyorkconvention1958.org.
  • • http://www.ontariocourts.on.ca.
  • • https://openjur.de.
  • • http://relevancy.bger.ch.
  • • http://www.shearman.com.
  • • http://thouvenin.com.
  • • http://www.uncitral.org.
  • • http://works.bepress.com.

Interpretation of Article II(3) of the New York Convention

Yıl 2017, Cilt: 23 Sayı: 3, 683 - 724, 15.12.2017

Mertcan İpek

Öz

Article II(3) of the New York Convention prescribes that

the court of a Contracting State shall refer the parties of an action

to arbitration, if there is a valid arbitration agreement between the

parties regarding the subject matter of the dispute. On the other hand,

the same provision sets forth the exceptions of this rule. Accordingly,






an arbitration agreement would be deemed as invalid if it is "null and void, inoperative or incapable of being performed". This paper analyzes


the meaning and scope of the said exceptions.

Anahtar Kelimeler

New York Convention arbitration agreement validity null and void inoperative incapable of being performed

Kaynakça

  • • 50 Years of the New York Convention: ICCA International Arbitration Conference (Albert Jan van den Berg ed., 2009).
  • • Albert Jan van den Berg, The New York Convention of 1958: An Overview.
  • • Albert Jan van den Berg, The New York Arbitration Convention of 1958: Towards a Uniform Judicial Interpretation (1981).
  • • Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • G.W. Haight, Convention on the Recognition and Enforcement of Foreign Arbitral Awards: Summary Analysis of Record of United Nations Conference 27-28 (1958).
  • • Gary B. Born, International Commercial Arbitration: Commentary and Materials (2001).
  • • Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Int'l Council for Com. Arb., ICCA's Guide to the Interpretation of the 1958 New York Convention: A Handbook for Judges (2011).
  • • Julian D. M. Lew, loukas A. Mistelis, Stefan Kröll, Comparative International Commercial Arbitration (2003).
  • • Preventing Delay and Disruption of Arbitration / Effective Proceedings in Construction Cases (Albert Jan van den Berg ed., 1991).
  • • Recognition and Enforcement of Foreign Arbitral Awards: A Global Commentary on the New York Convention (Herbert Kronke, Patricia Nacimiento, Dirk Otto & Nicola Christine Port eds., 2010).
  • • Yearbook Commercial Arbitration, Volume 22 (Albert Jan van den Berg ed., 1997).
  • • A. Mistelis, Arbitrability – International and Comparative Perspectives, in Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Abhishek M. Singhvi, Article II(3) of the New York Convention and the Courts, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Albert Jan van den Berg, Hypothetical Draft Convention on the International Enforcement of Arbitration Agreements and Awards: Explanatory Note, in 50 Years of the New York Convention: ICCA International Arbitration Conference (Albert Jan van den Berg ed., 2009).
  • • Antonias Dimolitsa, Seperability and Kompetenz-Kompetenz, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • Carolyn B. Lamm & Jeremy K. Sharpe, Inoperative Arbitration Agreements Under the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Domenico Di Pietro, General Remarks on Arbitrability Under the New York Convention, in Arbitrability: International and Comparative Perspectives (Loukas A. Mistelis & Stavros L. Brekoulakis eds., 2009).
  • • Dorothée Schramm, Elliott Geisinger & Philippe Pinsolle, Article II, in Recognition and Enforcement of Foreign Arbitral Awards: A Global Commentary on the New York Convention (Herbert Kronke, Patricia Nacimiento, Dirk Otto & Nicola Christine Port eds., 2010).
  • • Emmanuel Gaillard, Efforts by a Party to Seek Intervention by a National Court for the Purpose of Delaying or Disrupting the Arbitration: Laws and Court Decisions in Civil Law Countries, in Preventing Delay and Disruption of Arbitration / Effective Proceedings in Construction Cases (Albert Jan van den Berg ed., 1991).
  • • Leonardo D. Graffi, The Law Applicable to the Validity of the Arbitration Agreement: A Practitioner's View, in Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Linda Silberman & Franco Ferrari, Getting to the Law Applicable to the Merits in International Arbitration and the Consequences of Getting It Wrong, in Conflict of Laws in International arbitration (Franco Ferrari & Stefan Kröll eds., 2011).
  • • Piero Bernardini, Arbitration Clauses: Achieving Effectiveness in the Law Applicable to the Arbitration Clause, in Improving the Efficiency of Arbitration Agreements and Awards: 40 Years of Application of the New York Convention (Albert Jan van den Berg ed., 1999).
  • • R. Doak Bishop, Wade M. Coriell & Marcelo Medina Campos, The 'Null and Void' Provision of the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Stefan Kröll, The 'Incapable of Being Performed' Exception in Article II(3) of the New York Convention, in Enforcement of Arbitration Agreements and International Arbitral Awards: The New York Convention in Practice (Emmanuel Gaillard & Domenico Di Pietro eds., 2008).
  • • Youseph Farah & Sara Hourani, Frustrated at the interface between court litigation and arbitration? Don't blame it on Brussels I! Finding reason in the decision of West Tankers, and the recast Brussels I, in Research Handbook on EU Private International Law (Peter Stone & Youseph Farah eds., 2015).
  • • Emmanuel Gaillard, Prima Facie Review of Existence, Validity of Arbitration Agreement, N.Y. L. Rev., Dec. 1, 2005.
  • • Jack Graves, Court Litigation over Arbitration Agreements: Is it Time for a New Default Rule?, 23.1 The Am. Rev. of Int'l Arb. 113, 115 (2012).
  • • John Ja Burke, A Gateway Question of Arbitrability: The Ambiguity of Article II of the New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards of 1958, 2015 Slovn. Arb. Rev. 3, Selected Works.
  • • Leonardo D. Graffi, Securing Harmonized Effects of Arbitration Agreements Under the New York Convention, 28.3 Hous. J. of Int'l L. (2006).
  • • Linda Silberman, The New York Convention After Fifty Years: Some Reflections on the Role of National Law, 38.25 Ga. J. Int'l & Comp. L. 25, 42 (2009).
  • • Austrian Supreme Court (Oberster Gerichtshof, Oct. 2, 1935, SZ17/131).
  • • Bakewin and Erie Int'l. Trading v. Sothebys EWHC (QB) [2005] ArbLR 6.
  • • BGH Sept. 14, 2000, III ZR 33/00.
  • • Bombay HC, Apr. 4, 1977, Indian Organic Chemicals Ltd v Chemtex Fibres Inc.
  • • Bundesgericht April 29, 1996, 122 Entscheidungen der Schweizerischen Bundesgerichts III 139.
  • • CA Ontario, May 30, 2003, Dalimpex Ltd. V. Janicki, [2003] 172 O.A.C. 312.
  • • Cour de Cassation 1e civ., Feb. 1, 2005, Bull. civ. I, No. 404, L'Etat d'Israël v. National Iranian Oil Company.
  • • Ledee v. Ceramiche Ragno, 684 F.2d 184, 187 (1st Cir. P.R. 1982).
  • • Lyle v. Bentley, 406 F.2d 325, 328 (5th Cir. Tex. 1969).
  • • Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, 473 U.S. 614 (U.S. 1985).
  • • National Iranian Oil Co. v. Ashland Oil, 817 F.2d 326 (5th Cir. Miss. 1987).
  • • Paczy v Haendler [1981] 1 Lloyds Rep 302 (Buckley and Brightman LJJ).
  • • Pro Tech Indus. v. URS Corp., 377 F.3d 868 (8th Cir. Mo. 2004).
  • • Rhone Mediterranee Compagnia Francese di Assicurazioni E Riassicurazoni v. Lauro, 712 F.2d 50 (3d Cir. V.I. 1983).
  • • Rhone Mediterranee Compagnia Francese di Assicurazioni E Riassicurazioni v. Lauro, 555 F. Supp. 481 (D.V.I. 1982).
  • • Riley v. Kingsley Underwriting Agencies, Ltd., 969 F.2d 953 (10th Cir. Colo. 1992).
  • • Scherk v. Alberto-Culver Co., 417 U.S. 506, 520 (U.S. 1974).
  • • Southern Pacific Properties (Middle East) Limited v. Arab Republic of Egypt, ICSID Case No. Arb/84/3, Award.
  • • Supreme Court of India, Aug. 12, 2005, Shin-Etsu Chemical Co. Ltd vs M/S. Aksh Optifibre Ltd. & Anr.
  • • Tribunal Fédéral, Mar. 21, 1995, Insurance Co. v. Reinsurance Co. Laws, Conventions and Model Laws
  • • Code de procédure civile (Fr.)
  • • Convention on the Recognition and Enforcement of Foreign Arbitral Awards, June 10, 1958, 21 U.S.T. 2517, 330 U.N.T.S. 38 [hereinafter 'New York Convention' or 'Convention'].
  • • Swedish Arbitration Act (SFS 1999:116).
  • • UNCITRAL Model Law on International Commercial Arbitration (1985), with amendments as adopted in 2006
  • • Vienna Convention on the Law of Treaties, art. 31, May 23 1969, 8 I.L.M. 679.
  • • Zivilprozessordnung (Ger.)
  • • http://alrr.oxfordjournals.org.
  • • http://www.arbitration-icca.org.
  • • https://www.courdecassation.fr.
  • • http://digitalcommons.law.uga.edu.
  • • http://digitalcommons.tourolaw.edu.
  • • https://www.gesetze-im-internet.de.
  • • http://www.hjil.org.
  • • https://icsid.worldbank.org.
  • • https://indiankanoon.org.
  • • http://www.kluwerarbitration.com.
  • • https://www.legifrance.gouv.fr.
  • • http://www.lexisnexis.com.
  • • http://www.newyorkconvention1958.org.
  • • http://www.ontariocourts.on.ca.
  • • https://openjur.de.
  • • http://relevancy.bger.ch.
  • • http://www.shearman.com.
  • • http://thouvenin.com.
  • • http://www.uncitral.org.
  • • http://works.bepress.com.
Toplam 79 adet kaynakça vardır.

Ayrıntılar

Birincil Dil İngilizce
Bölüm Makaleler
Yazarlar

Mertcan İpek Bu kişi benim

Yayımlanma Tarihi 15 Aralık 2017
Yayımlandığı Sayı Yıl 2017 Cilt: 23 Sayı: 3

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